Advanced Regulatory Management

TYPE: Track START DATE: Thursday, March 01, 2018 START TIME: 14:00 LOCATION: maX 2

Moderator(s):

Laurent Charreyron Independent Consultant

Inuq.eu

Jason Boud Founder

RegTech Associates

This session will focus on new and advanced solutions RegTechs are offering by using machine learning, augmented intelligence and data analytics. AI and modern data automation algorithms is able to remove human errors and strengthen KYC and compliance capabilities, monitor regulatory changes and implement controls and surveillance.

Sessions:

Making Sense out of Regulation

Conversation - Monitoring Regulatory Changes

Date: Thursday, March 01, 2018 Time: 14:00-15:00

Conversation - Monitoring Regulatory Changes

John Byrne, Corlytics • David Bundi, PwC Legal Switzerland

Impacting Obligations into Organisational Controls & Building Justifications

Stefan Sulistyo, Alyne

Implementing Compliance

Compliance: Understanding Designs

Date: Thursday, March 01, 2018 Time: 15:00-16:00

Compliance: Understanding Designs

Rupert Brown, The CyberConsultants

Principles Based Regulations and Standards (e.g. GDPR, BCBS 239) now routinely refer to the need for a “Design” as part of their core compliance requirements without specifying what the design should contain or how it will be judged. This talk explores how a compliance design should be analysed and how designs can be systematically compared rather than current subjective opinion based processes.

Panel - Implementing Controls and Surveillance

Rupert Brown, The CyberConsultants • Stefan Sulistyo, Alyne • John Byrne, Corlytics • David Bundi, PwC Legal Switzerland